The Federal Motor Carrier Safety Administration is considering tightening regulations to lessen the number of what it calls “unscrupulous” brokers who try to avoid paying claims levied against them by ...
The U.S. Securities and Exchange Commission (SEC) proposed to amend Exchange Act Rule 15c3-3 (the Customer Protection Rule)[1] on July 12, 2023. If adopted, the proposed amendments would increase the ...
After more than four and a half years since petitions were filed from trucking groups seeking increased brokered freight transparency, the Federal Motor Carrier Safety Administration on Wednesday will ...
The SEC recently amended Exchange Act Rule 17a-4 by adopting new recordkeeping requirements for broker-dealers. Most notably, the SEC will no longer require broker-dealers to maintain records in ...
Three senators have reintroduced a bill that would exempt small broker-dealers from the expanded audit requirements of the Dodd-Frank Act of 2010 and reinstate looser auditing requirements. Sen. Tom ...
Expertise from Forbes Councils members, operated under license. Opinions expressed are those of the author. Selling a business is a complex and time-consuming process, and choosing the right broker ...
Learn what a business loan broker does, how it works, when to use one, and the best brokers — all in this simple guide. A business loan broker can be a bridge between you and a lender and act as an ...
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